Today, broker-dealers are striving to adapt to a new landscape. Costs are rising, competition from other business models is fierce and margins are under increasing pressure. Regulation continues to change at breakneck speed, and firms are in a tight race for talent.

How can you meet investor expectations, boost efficiencies and achieve your goals for growth?

Pershing can help you transform your business, with a customizable, comprehensive solution. We offer a fully integrated connection between your front-end client experience and Pershings turnkeyexecution, clearing and custody platform. You can power your business with a proven, industry-leading infrastructure so you can have the freedom to focus on growth. You can quickly and cost effectively add new capabilities, streamline processing and expand your revenue streams.

We serve broker-dealers of every business model, including:

A business-to-business focus that means our success is tied to yours

Sophisticated investment and credit solutions to help solve clients increasingly complex needs

Global trading and execution for a full array of asset classes

Resources to help you adapt to regulatory change

Flexibletechnology and enterprise data managementsolutions

A streamlinedclient onboardingexperience to help advisors deliver superior service to new clients

Sophisticated solutions for serving high-net-worth and ultra high-net-worth clients

A flexible range ofmanaged account solutionsto help you grow your advisory business

Retirement solutionsto help you capture the growing retirement market

A dedicated service model offering personalized, proactive support from a highly experienced team

Expansivepractice managementand marketing solutions to help you manage risk, optimize human capital and grow your business

Ask us how we can help you transform your business.

Our clients are transforming their business models to seize technological advantages, reduce risk and differentiate themselves. We are aligning our innovations and expertise to help them create sustainable businesses and outpace obsolescence.

Robust resources to help you transform your business.

A flexible, open-architecture, fully-integrated suite of solutions to help manage and grow your business.

We can help you bring innovative strategies to market quickly.

Practical resources and turnkey programs to help you grow and manage your business.

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Pershing LLC, memberFINRANYSESIPC, is a subsidiary ofThe Bank of New York Mellon Corporation(BNY Mellon).